Adaptive Coordinated Direct and Relay Transmission for NOMA Networks: A Joint Downlink-Uplink Scheme

Abstract

Coordinated direct and relay transmission (CDRT) is a promising strategy to extend cell coverage. However, higher spectral efficiency (SE) cannot be guaranteed in CDRT due to the cooperative process. Thus, non-orthogonal multiple access (NOMA) based CDRT is investigated, where a relaying user assists a base station (BS) in communicating with a cell-edge user (CEU) while the BS directly communicates with a cell-center user (CCU). Specifically, a novel joint downlink-uplink adaptive scheme is proposed for NOMA-based CDRT to improve the SE further. The proposed scheme jointly designs uplink and downlink via NOMA and adaptive transmission to implement bidirectional communication. First, we study the performance of the proposed scheme under both perfect and imperfect successive interference cancellation (SIC), and closed-form expressions are derived for the outage probability, diversity order, outage throughput (OT), ergodic sum rate (ESR), and energy efficiency (EE). Then, an optimal power allocation algorithm using the segment optimization and a modified particle swarm optimization algorithm are proposed to maximize the ESR under perfect and imperfect SIC, respectively. Numerical results verify the superiority of the proposed scheme in terms of the ESR, OT, EE, and the outage performance of CEU. The effectiveness of the proposed power allocation algorithms is also validated.